Finra jobs & Careers

Share this job SVGs not supported by this browser. Description About Futu US Inc. Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdi...

About us: Public is an investing platform that makes building a multi-asset portfolio fast, frictionless, and secure. Members can trade stocks, options, bonds, crypto, ETFs, and alternative assets—all in one place. Alongside its robust suite of investing tools, Public ...

Share this job SVGs not supported by this browser. Description About Futu US Inc. Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdi...

Share this job SVGs not supported by this browser. Description About Futu US Inc. Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdi...

About the Job: As a Principal Consultant – Capital Markets Regulatory Initiatives, you will work alongside industry experts within FRC and our Capital Markets group in a fast-paced team setting. This role is based in New York at requires ability to work from...

Share this job SVGs not supported by this browser. Description About Futu US Inc. Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdi...

At Forge (NYSE: FRGE), we know our team is our greatest asset. As technology innovators in the private market, our vision is to deliver a richer future for everyone. We live that vision through our values of being bold, humble and accountable. We experience the value that...

Compliance Officer - Options/Equity Trading - 9821 Jersey City, NJ Compliance / Full-time / On-site Apply for this job About Us DASH Financial Technologies (part of ION Group) is the leading US options technology and execution...

AQ Technology Partners is a boutique investment bank focused on the software ecosystem, specializing in M&A and financial sponsor transactions. We are seeking an experienced Investment Banking Associate to join our team supporting transactions with growth software co...

AQ Technology Partners is a software-focused investment bank headquartered in Silicon Valley. We are seeking a Director to join our investment banking team focusing on M&A, growth equity, and strategic advisory for high growth and mature software companies in our Redwo...

iCapital is powering the world’s alternative investment marketplace. Our financial technology platform has transformed how advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-wo...

iCapital is powering the world’s alternative investment marketplace. Our financial technology platform has transformed how advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-wo...

iCapital is powering the world’s alternative investment marketplace. Our financial technology platform has transformed how advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net...

We are Gelber Group -- Passion for Trading. Powered by Technology. For 40 years, we have set the bar as one of the industry’s most innovative and enduring proprietary trading firms. We are headquartered in Chicago with offices and remote team members across the United S...

iCapital is powering the world’s alternative investment marketplace. Our financial technology platform has transformed how advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-wo...

Investment Banking Analyst, Technology Group - June 2025 Start New York, NY D.A. Davidson, Equity Capital Markets – Investment Banking / Full Time / On-site Apply for this job D.A. Davidson & Co. - the Strength of Advice Our fi...

Investment Banking Analyst, Diversified Industrials - June 2025 Start Denver, CO D.A. Davidson, Equity Capital Markets – Investment Banking / Full Time / On-site Apply for this job D.A. Davidson & Co. - the Strength of Advice O...

Registered Client Associate South Jordan, UT D.A. Davidson & Co. – Wealth Management / Full Time / On-site Apply for this job Summary/Function We are currently seeking an exceptional individual to join a dynamic and high-produc...

It's time to transform markets Existing workflows within syndicated loan and CLO markets are painful for clients: they are outdated, overcomplicated, and time-consuming. It’s time for a change.  Octaura is reimagining the way these markets trade, with efficien...

Experienced Investment Banking Analyst, Technology Group New York, NY D.A. Davidson, Equity Capital Markets – Investment Banking / Full Time / On-site Apply for this job D.A. Davidson & Co. - the Strength of Advice Our firm del...

Registered Client Associate Ventura, CA D.A. Davidson & Co. – Wealth Management / Full Time / On-site Apply for this job D.A. Davidson Companies is an independent, employee-owned company with a rich history spanning more than 80 ye...

At Forge (NYSE: FRGE), we know our team is our greatest asset. As technology innovators in the private market, our vision is to deliver a richer future for everyone. We live that vision through our values of being bold, humble and accountable. We experience the value that...